[20150406]R41381_多德-弗兰克华尔街改革和消费者保护法案：经纪人、交易商和投资顾问的行为标准.pdf

The Dodd-Frank Wall Street Reform and Consumer Protection Act: Standards of Conduct of Brokers, Dealers, and Investment Advisers -name redacted- Legislative Attorney April 6, 2015 Congressional Research Service 7-. www.crs.gov R41381