[20171019]IN10805_第二次财政部监管救济报告:资本市场 .pdf

上传人:任我行 文档编号:26763 上传时间:2022-06-24 发布时间:2017-10-19 格式:PDF 页数:4 大小:700.65KB
下载 相关 举报
[20171019]IN10805_第二次财政部监管救济报告:资本市场 .pdf_第1页
第1页 / 共4页
[20171019]IN10805_第二次财政部监管救济报告:资本市场 .pdf_第2页
第2页 / 共4页
[20171019]IN10805_第二次财政部监管救济报告:资本市场 .pdf_第3页
第3页 / 共4页
[20171019]IN10805_第二次财政部监管救济报告:资本市场 .pdf_第4页
第4页 / 共4页
亲,该文档总共4页,全部预览完了,如果喜欢就下载吧!
资源描述

1、CRS INSIGHT Prepared for Members and Committees of Congress INSIGHTINSIGHTi i Second Treasury Report on Regulatory Relief: Capital Markets Eva Su Analyst in Financial Economics October 19, 2017 On October 6, 2017, the Department of the Treasury issued a report, A Financial System That Creates Econom

2、ic Opportunities: Capital Markets, that primarily examines the regulation of debt, equity, commodities, and derivatives markets. The report is the second of a series written in accordance with Executive Order (E.O.) 13772, which was issued by the President on February 3, 2017. The capital markets re

3、port provides 91 policy recommendations, the majority of which could be implemented by the primary regulators of U.S. capital markets: the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), state securities regulators, and Self-Regulatory Organizations (SROs). Not

4、withstanding the nonbinding nature of the recommendations, both SEC Chairman Jay Clayton and CFTC Chairman J. Christopher Giancarlo have publicly applauded the report. The report states that nine of the 91 Treasury recommendations would require congressional action. Report Highlights Treasurys recom

展开阅读全文
相关资源
猜你喜欢
相关搜索
资源标签

当前位置:首页 > 法规条令 > CRS 美国国会研究处报告